Latest SEBI Circulars, notices and announcements from Stockinvest.in
PR No.212/2008
Order against M/s. Tees and Toes Finance and Investment Ltd. Dr. T.C.Nair, Whole Time Member, SEBI has passed an order dated October 08, 2008 to the effect that enquiry proceedings against M/s. Tees and Toes Finance and Investment Ltd., Member, NSE have been disposed of in the matter of M/s. Media Video Ltd. The full text of the order is available on the website www.sebi.gov.in Mumbai October 13, 2008
Source: SEBI Date: 2008-10-13
PR No.213/2008
Consent Order against M/s. JBS Securities Pvt. Ltd. in the matter of M/s. Adani Exports Ltd. A Panel consisting of Whole Time Members, Dr. T. C. Nair and Shri M. S. Sahoo, has passed a consent order dated October 08, 2008, on an application submitted by M/s. JBS Securities Pvt. Ltd., a trading member of National Stock Exchange of India Ltd., in accordance with SEBI Circular dated April 20, 2007 for consent orders, in the matter of M/s. Adani Exports Ltd. (now known as M/s. Adani Enterprises Ltd.). The applicant has remitted a sum of Rs.15,00,000/- (Rupees fifteen lakh only) towards the terms of consent in the matter. The full text of the order is available on the website www.sebi.gov.in Mumbai October 13, 2008
Source: SEBI Date: 2008-10-13
PR No.211/2008
Consent Order on the application submitted by Mangal Keshav Securities Ltd. in the matter of Database Finance Ltd. A Panel consisting of Whole Time Members, Dr. T. C. Nair and Shri M. S. Sahoo, has passed a consent order dated September 30, 2008, on an application submitted by Mangal Keshav Securities Ltd., in the matter of Database Finance Ltd., in accordance with SEBI Circular dated April 20, 2007 for consent orders. The applicant has remitted a sum of Rs.10,00,000/- (Rupees ten lakh only) towards the terms of consent in the matter. The full text of the order is available on the website www.sebi.gov.in Mumbai October 10, 2008
: SEBI Date: 2008-10-13
PR No.210/2008
Consent order in respect of Shri Sachin Jain in the matter of Atlanta Ltd. A Panel comprising of Whole Time Members, Dr. T. C. Nair and Shri M. S. Sahoo, has passed consent order dated September 30, 2008, in accordance with SEBI Guidelines dated April 20, 2007 for consent orders, on an application submitted by Shri Sachin Jain who was alleged to be involved in Fraudulent and Unfair Trade Practices relating to securities market. SEBI had passed an interim Order dated February 22, 2007 under Sections 11(1), 11B and 11(4)(b) of SEBI Act, 1992, pending investigation and passing of final order, directing Shri Sachin Jain, among others, not to buy, sell or deal in securities of Atlanta Ltd. till further directions. Shri Sachin Jain, Company Secretary of Atlanta Ltd., was found to have transferred the shares of Atlanta Ltd. allotted under employees� quota in the IPO of Atlanta Ltd., through off-market transactions to the persons who had provided funds to apply for the shares on their behalf. Shri Sachin Jain had applied for settlement of above proceedings through a consent order. In terms of consent terms, Shri Sachin Jain has paid Rs.50,000/- (Rupees fifty thousand only) towards settlement charges and submitted an undertaking that he shall not buy, sell or deal in securities for a period of one year. The order shall come into force with immediate effect. The full text of the order is available on the website www.sebi.gov.in Mumbai October 10, 2008
Source: SEBI Date: 2008-10-13
PR No.208/2008
Consent order against Shri Inderjeet Singh Vaghela in the matter of Top Media Entertainment Ltd. A Panel consisting of Whole Time Members, Dr. T. C. Nair and Shri M.S.Sahoo has passed a consent order dated September 30, 2008, on an application submitted by Shri Inderjeet Singh Vaghela, in the matter of Top Media Entertainment Ltd. in accordance with SEBI circular dated April 20, 2007 for consent orders. The applicant has remitted a sum of Rupees One Lakh towards the terms of consent in the matter and has also undertaken a voluntary bar from buying, selling or otherwise dealing in securities market, directly or indirectly, in any manner whatsoever, for a period of one year. The order shall come into force with immediate effect. The full text of the order is available on the website www.sebi.gov.in Mumbai October 08, 2008
Source: SEBI Date: 2008-10-13
PR No.206/2008
Consent Order in the matter of M/s Arshiya International Limited A Panel consisting of Dr. T. C. Nair, Whole Time Member and Shri.M.S.Sahoo, Whole Time Member has passed consent order dated September 30, 2008, on the application of consent for non compliance of Regulation 6(4) for the year 1997 and regulation 8(3) for the years 1998,1999 and 2006 of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations 1997 submitted by M/s. Arshiya International Limited in the matter of M/s. Arshiya International Limited., in accordance with SEBI Circular on consent orders dated April 20, 2007. The applicant has remitted a sum of Rs.2,50,000/- (Rupees Two Lakh Fifty Thousand only) towards the terms of consent in the matter. The full text of the order is available on the website: www.sebi.gov.in Mumbai October 07, 2008
Source: SEBI Date: 2008-10-13
PR No.204/2008
Consent Order on the application submitted by Rajesh Nanubhai Jhaveri in the matter of Accurate Exports Ltd. A Panel consisting of Whole Time Members, Dr. T. C. Nair and Shri M. S. Sahoo, has passed a consent order dated September 30, 2008, on an application submitted by Rajesh Nanubhai Jhaveri in the matter of Accurate Exports Ltd., in accordance with SEBI Guidelines dated April 20, 2007 for consent orders. The applicant has remitted a sum of Rs. 8,00,000/- (Rupees eight lakh only) towards the terms of consent in the matter. The full text of the order is available on the website www.sebi.gov.in Mumbai October 07, 2008
Source: SEBI Date: 2008-10-13
PR No.205/2008
Consent order on the application submitted by M/s. Jayantilal Khandwala & Sons Pvt. Ltd. A Panel consisting of Whole Time Members, Dr. T. C. Nair and Shri M. S. Sahoo has passed a consent order dated September 30, 2008 on the application submitted by M/s. Jayantilal Khandwala & Sons Pvt. Ltd., in the matter of inspection of its books of accounts and records, in accordance with SEBI Guidelines dated April 20, 2007 for consent order. The applicant has remitted a sum of Rs.3,00,000/- (Rupees three lakh only) towards settlement charges, in the matter. This order shall come into force with immediate effect. The full text of the order is available on the website: www.sebi.gov.in Mumbai October 07, 2008
Source: SEBI Date: 2008-10-13
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PR No.212/2008
Order against M/s. Tees and Toes Finance and Investment Ltd. Dr. T.C.Nair, Whole Time Member, SEBI has passed an order dated October 08, 2008 to the effect that enquiry proceedings against M/s. Tees and Toes Finance and Investment Ltd., Member, NSE have been disposed of in the matter of M/s. Media Video Ltd. The full text of the order is available on the website www.sebi.gov.in Mumbai October 13, 2008
Source: SEBI Date: 2008-10-13
PR No.213/2008
Consent Order against M/s. JBS Securities Pvt. Ltd. in the matter of M/s. Adani Exports Ltd. A Panel consisting of Whole Time Members, Dr. T. C. Nair and Shri M. S. Sahoo, has passed a consent order dated October 08, 2008, on an application submitted by M/s. JBS Securities Pvt. Ltd., a trading member of National Stock Exchange of India Ltd., in accordance with SEBI Circular dated April 20, 2007 for consent orders, in the matter of M/s. Adani Exports Ltd. (now known as M/s. Adani Enterprises Ltd.). The applicant has remitted a sum of Rs.15,00,000/- (Rupees fifteen lakh only) towards the terms of consent in the matter. The full text of the order is available on the website www.sebi.gov.in Mumbai October 13, 2008
Source: SEBI Date: 2008-10-13
PR No.211/2008
Consent Order on the application submitted by Mangal Keshav Securities Ltd. in the matter of Database Finance Ltd. A Panel consisting of Whole Time Members, Dr. T. C. Nair and Shri M. S. Sahoo, has passed a consent order dated September 30, 2008, on an application submitted by Mangal Keshav Securities Ltd., in the matter of Database Finance Ltd., in accordance with SEBI Circular dated April 20, 2007 for consent orders. The applicant has remitted a sum of Rs.10,00,000/- (Rupees ten lakh only) towards the terms of consent in the matter. The full text of the order is available on the website www.sebi.gov.in Mumbai October 10, 2008
: SEBI Date: 2008-10-13
PR No.210/2008
Consent order in respect of Shri Sachin Jain in the matter of Atlanta Ltd. A Panel comprising of Whole Time Members, Dr. T. C. Nair and Shri M. S. Sahoo, has passed consent order dated September 30, 2008, in accordance with SEBI Guidelines dated April 20, 2007 for consent orders, on an application submitted by Shri Sachin Jain who was alleged to be involved in Fraudulent and Unfair Trade Practices relating to securities market. SEBI had passed an interim Order dated February 22, 2007 under Sections 11(1), 11B and 11(4)(b) of SEBI Act, 1992, pending investigation and passing of final order, directing Shri Sachin Jain, among others, not to buy, sell or deal in securities of Atlanta Ltd. till further directions. Shri Sachin Jain, Company Secretary of Atlanta Ltd., was found to have transferred the shares of Atlanta Ltd. allotted under employees� quota in the IPO of Atlanta Ltd., through off-market transactions to the persons who had provided funds to apply for the shares on their behalf. Shri Sachin Jain had applied for settlement of above proceedings through a consent order. In terms of consent terms, Shri Sachin Jain has paid Rs.50,000/- (Rupees fifty thousand only) towards settlement charges and submitted an undertaking that he shall not buy, sell or deal in securities for a period of one year. The order shall come into force with immediate effect. The full text of the order is available on the website www.sebi.gov.in Mumbai October 10, 2008
Source: SEBI Date: 2008-10-13
PR No.208/2008
Consent order against Shri Inderjeet Singh Vaghela in the matter of Top Media Entertainment Ltd. A Panel consisting of Whole Time Members, Dr. T. C. Nair and Shri M.S.Sahoo has passed a consent order dated September 30, 2008, on an application submitted by Shri Inderjeet Singh Vaghela, in the matter of Top Media Entertainment Ltd. in accordance with SEBI circular dated April 20, 2007 for consent orders. The applicant has remitted a sum of Rupees One Lakh towards the terms of consent in the matter and has also undertaken a voluntary bar from buying, selling or otherwise dealing in securities market, directly or indirectly, in any manner whatsoever, for a period of one year. The order shall come into force with immediate effect. The full text of the order is available on the website www.sebi.gov.in Mumbai October 08, 2008
Source: SEBI Date: 2008-10-13
PR No.206/2008
Consent Order in the matter of M/s Arshiya International Limited A Panel consisting of Dr. T. C. Nair, Whole Time Member and Shri.M.S.Sahoo, Whole Time Member has passed consent order dated September 30, 2008, on the application of consent for non compliance of Regulation 6(4) for the year 1997 and regulation 8(3) for the years 1998,1999 and 2006 of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations 1997 submitted by M/s. Arshiya International Limited in the matter of M/s. Arshiya International Limited., in accordance with SEBI Circular on consent orders dated April 20, 2007. The applicant has remitted a sum of Rs.2,50,000/- (Rupees Two Lakh Fifty Thousand only) towards the terms of consent in the matter. The full text of the order is available on the website: www.sebi.gov.in Mumbai October 07, 2008
Source: SEBI Date: 2008-10-13
PR No.204/2008
Consent Order on the application submitted by Rajesh Nanubhai Jhaveri in the matter of Accurate Exports Ltd. A Panel consisting of Whole Time Members, Dr. T. C. Nair and Shri M. S. Sahoo, has passed a consent order dated September 30, 2008, on an application submitted by Rajesh Nanubhai Jhaveri in the matter of Accurate Exports Ltd., in accordance with SEBI Guidelines dated April 20, 2007 for consent orders. The applicant has remitted a sum of Rs. 8,00,000/- (Rupees eight lakh only) towards the terms of consent in the matter. The full text of the order is available on the website www.sebi.gov.in Mumbai October 07, 2008
Source: SEBI Date: 2008-10-13
PR No.205/2008
Consent order on the application submitted by M/s. Jayantilal Khandwala & Sons Pvt. Ltd. A Panel consisting of Whole Time Members, Dr. T. C. Nair and Shri M. S. Sahoo has passed a consent order dated September 30, 2008 on the application submitted by M/s. Jayantilal Khandwala & Sons Pvt. Ltd., in the matter of inspection of its books of accounts and records, in accordance with SEBI Guidelines dated April 20, 2007 for consent order. The applicant has remitted a sum of Rs.3,00,000/- (Rupees three lakh only) towards settlement charges, in the matter. This order shall come into force with immediate effect. The full text of the order is available on the website: www.sebi.gov.in Mumbai October 07, 2008
Source: SEBI Date: 2008-10-13
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